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Resuming a trade after prison: Exclusion and waiver in Austria

When an unspent conviction bars a trade in Austria and how to apply for an individual waiver under section 26 GewO.

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Mag. Christopher Angerer, Rechtsanwalt

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5 October 2026. Mag. Christopher Angerer, Rechtsanwalt

Release from prison does not automatically restore the right to pursue a trade. The key questions are whether an unspent conviction triggers exclusion under section 13(1) GewO and whether the trade authority can grant an individual waiver under section 26 GewO.

There are two separate steps: identify the precise exclusion ground, then assess the risk forecast for the trade you intend to pursue. In 2026, the Austrian Supreme Administrative Court confirmed that a waiver must be requested separately and that trade registration does not replace the section 26 assessment (VwGH, order of 17 June 2026, Ra 2026/04/0064).

Quick assessment

Which step fits your situation?

Separate the exclusion, waiver and registration questions. This selection does not replace a review of the judgment and your individual circumstances.

This selection does not replace a review of your individual case.

01 Question 1

Has the trade-law exclusion under section 13(1) GewO been checked?

The final judgment, exact sentence and spent status matter.

Your answers

Assessment and possible next steps

01

First establish whether section 13(1) GewO applies to the conviction.

Check the final judgment, exact sentence and whether the conviction is legally spent. Section 13(1) contains specified offence groups and sentencing thresholds. The exclusion cannot be assessed reliably without these details.

02

Prepare a separate application for a waiver under section 26(1) GewO.

Explain, by reference to the nature of the offence and your personality, why the planned trade does not create a risk of the same or a similar offence. The VwGH has confirmed that this waiver is granted only on application.

03

Coordinate the waiver, company role and trade registration as separate issues.

Section 13(7) can extend an exclusion to a legal entity when a person with material influence is excluded. Section 340 governs how a required waiver is considered in registration. The trade may begin only after the waiver is effective and all other requirements are met.

Which convictions can bar a person from a trade?

Section 13(1) GewO applies to natural persons. The exclusion requires an unspent court conviction for the offence groups specified by law or for another criminal offence carrying more than three months' imprisonment or a fine of more than 180 day-fines. A conviction does not always meet these conditions.

For fines not expressed in day-fines, section 13(1) treats the substitute term of imprisonment as relevant. Where imprisonment and a fine are imposed, the law requires imprisonment and substitute imprisonment to be added in the specified way. Borderline cases should be checked against the operative judgment and the full sentence calculation.

What to check in the judgment before applying

Start with the full final judgment, the precise sentence and a reliable check of whether the conviction is spent. Release from prison does not answer the spent-status question. No individual expiry date can be given without the relevant sentencing and record details.

Also check whether another exclusion ground under section 13 GewO may apply. Section 26(4) prevents a waiver if a different exclusion ground remains. A decision concerning one conviction therefore does not automatically resolve every trade-law issue.

The risk assessment under section 26 GewO

Under section 26(1) GewO, the authority considers the nature of the criminal act and the personality of the convicted person. It must assess whether pursuing the trade creates a risk of the same or a similar offence. The forecast concerns the statutory test and the specific economic restart.

The statute does not prescribe a closed list of documents. Depending on the case, useful material may address the offence and judgment, conduct since the offence, personal development and the intended duties. For work involving a relevant risk, a credible system of controls and responsibilities may also help. Explain how each item relates to the offence, your personality or the risk of repetition.

How to request and support a waiver

A waiver under section 26(1) GewO is granted only on application. Address the district administrative authority identified under section 333 GewO and name the trade you plan to pursue. For the trade registration itself, section 339(1) GewO identifies the authority at the intended business location.

Provide the judgment and organise the circumstances that matter to the forecast. Explain how the nature of the offence and your personality relate to the proposed work. Simply stating that the sentence has been served or that income is urgently needed does not answer that statutory test.

A criminal court's waiver of the trade exclusion under section 44(2) StGB does not bind the trade authority. The VwGH confirmed this distinction in its order of 17 June 2026, Ra 2026/04/0064. Do not treat that decision as a waiver under section 26 GewO.

If a company or managing role is involved

Using a company does not automatically remove a personal exclusion. Under section 13(7) GewO, a legal entity can also be excluded when a natural person with material influence over its business is personally excluded under the specified provisions.

The actual influence matters. Review the person's duties and decision-making authority rather than relying on a job title alone. Questions about keeping an existing business operating during custody are separate. This guide covers business continuity during detention.

Timing the trade registration

The waiver request and trade registration are separate steps. Section 340(1) GewO requires the authority to take account of a required waiver that becomes final within the statutory three-month period if waiver proceedings are pending when the trade is registered.

The same provision defines the date of trade registration by the receipt of all required evidence and the effective grant of any required waiver. The three-month rule does not promise that the waiver procedure itself will be completed within that time. Do not begin the trade until the waiver is effective and all other requirements are satisfied.

In brief

Common questions about a trade waiver

Does every conviction bar a trade? +
No. Section 13(1) GewO specifies offence groups and sentencing thresholds for other criminal offences. The conviction must also be unspent. Check the judgment, sentence and spent status together.
Does a criminal court's waiver of the trade exclusion allow me to restart? +
No. A criminal court's waiver of the trade exclusion under section 44(2) StGB does not bind the trade authority. A separate section 26 GewO application is required, as the VwGH confirmed on 17 June 2026 in Ra 2026/04/0064.
Can registration proceed while the waiver is pending? +
Section 340(1) GewO explains how a final waiver is considered when proceedings are pending at registration. It does not give blanket permission to start the trade before the waiver takes effect.

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trade lawprison releasebusiness restart

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